BBVA Compass Fintech & Innovation Compliance Officer in birmingham, Alabama

Responsibilities

Position Overview: This position reports directly to the Director of Fintech & Innovation Compliance and is responsible for working to ensure compliance with applicable federal consumer laws and regulations.

Description of Duties :

  • Establishes strong working relationships with first line of defense product teams and control partners to onboard New Digital Business ventures and Open Platform clients.

  • Assesses and identifies compliance risk associated with New Digital Business initiatives.

  • Reviews and approves the compliance control framework for New Digital Business initiatives according to the BBVA US Compliance Risk Management Program and BBVA US Compliance Risk Assessment Methodology.

  • Drafts, reviews and approves compliance policies and procedures related to New Digital Business initiatives.

  • Coordinates with other compliance subject matter experts to identify relevant compliance controls for New Digital Business initiatives.

  • Assists with compliance testing, internal audit, and regulatory exam preparation.

  • Other duties as assigned.

Qualifications

Job Requirements:

  • Bachelor’s Degree required. Advanced degree such as a Masters of Business Administration or Juris Doctorate highly preferred.

  • General experience with BSA/AML/OFAC, consumer protection regulations, and privacy required.

  • Minimum three years of experience in compliance, risk management, or technology.

  • Understanding of digital banking channels and bank transaction processes.

  • Certification as a Certified Regulatory Compliance Manager (CRCM) preferred.

  • Experience in an AGILE project environment preferred.

  • Highly proficient in Microsoft Powerpoint.

  • Must be able to work effectively and independently in a high-pressure environment, meet deadlines, and make sound decisions.

  • Must maintain confidentiality, good business judgment and exercise discretion in performing daily duties.

  • Excellent organizational, interpersonal and communication skills, including clear and concise writing style and presentation skills.

  • Ability to think out-of-the-box and apply common compliance protocols in unique business situations.

Job ID 2018-115124

Site Name AL-BIRMINGHAM-CORPORATE HEADQUARTERS

Category Compliance

Work Location US-AL-BIRMINGHAM

FLSA Status EXEMPT

Type FULL TIME